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Securities Investor Protection Corporation
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111	THE POWER OF AFFILIATION Supporting Your Financial Advisor Who Serves You Effective wealth management is enhanced by the right partner. In the same way you benefit from the knowledge Add to Reading List Source URL: blackdiamondfs.com Language: English - Date: 2015-05-21 03:56:12 Financial adviser Finance Business Securities Investor Protection Corporation Federal Deposit Insurance Corporation Investment Advisor VIST Financial Ameriprise Financial Investment Financial economics LPL Financial
112	Apex Clearing Corporation Statement of Financial Condition December 31, 2013 Apex Clearing Corporation is a member of FINRA, NYSE MKT LLC, NYSE Arca, Inc., BATS Y Exchange, Inc., BATS Z Exchange, Inc. BOX Options Exchan Add to Reading List Source URL: brokerage-static.s3.amazonaws.com Language: English - Date: 2015-03-12 07:35:04 Financial markets Financial accounting Financial regulation Balance sheet Security Securities Investor Protection Corporation Repurchase agreement Fair value Federal Reserve System Finance Business Financial economics
113	RBC CORRESPONDENT SERVICES Mark Sosik Senior Vice President - Business Development 610 Newport Center Drive Add to Reading List Source URL: www.rbccorrespondentservices.com Language: English - Date: 2014-06-09 09:43:39 Royal Bank of Canada Financial services Registered Investment Advisor Financial adviser TD Ameritrade RBC Capital Markets Securities Investor Protection Corporation Broker-dealer Financial economics Investment Finance
114	Microsoft Word - CES FICC Annual Disclosures 2015 Add to Reading List Source URL: www.citadelsecurities.com Language: English - Date: 2015-05-31 18:42:42 Financial markets Securities Short selling United States securities law Security Settlement Securities market Securities Investor Protection Corporation Short Financial economics Finance Business
115	Robinhood Financial Customer Agreement In consideration of Robinhood Financial, LLC ("Robinhood Financial") and its agents and assigns (collectively "You" and/or "Your") opening one or more accounts (“My Account(s)” Add to Reading List Source URL: brokerage-static.s3.amazonaws.com Language: English - Date: 2015-03-12 07:35:03 Business Stock market Investment Securities Investor Protection Corporation Short Debits and credits Algorithmic trading Repurchase agreement Security Finance Financial economics Financial markets
116	Bank Deposit Sweep Program Core Account Investment Vehicle Interest Chart The rates for the Bank Deposit Sweep Program as of Jan. 1, 2012, are set forth below; interest accrues daily and is paid monthly. Amounts reflecti Add to Reading List Source URL: www.securitiesamerica.com Language: English - Date: 2012-09-04 23:47:11 Financial services Bank regulation in the United States Federal Deposit Insurance Corporation Federal funds rate Federal Reserve System Securities Investor Protection Corporation Interest rate Bank Deposit account Finance Financial economics Banking
117	EMEA INVESTMENT BANKING: OFF-CYCLE INTERN Morgan Stanley is a worldwide leader in investment banking and is one of the top firms in Mergers and Acquisitions (M&A), underwriting of equity and equity-related transactions, Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2015-01-23 18:54:18 Finance House of Morgan Morgan Stanley Investment banking Citigroup Corporate finance Securities Investor Protection Corporation Investment Financial economics Primary dealers
118	ASIA PACIFIC INVESTMENT BANKING: SUMMER ANALYST Morgan Stanley is a worldwide leader in investment banking and is one of the top ﬁrms in mergers & acquisitions (M&A), underwriting of equity and equity-related transac Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2015-01-23 18:54:18 Finance House of Morgan Investment banks Investment banking Morgan Stanley Citigroup Securities Investor Protection Corporation Investment Financial economics Primary dealers
119	NORTH AMERICA MARKET RISK: SUMMER ANALYST The team is responsible for managing all market risk exposures arising from the Firm’s business activities. Each of its main groups serves a well-defined role: Risk Managers, Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2015-01-23 18:54:19 Actuarial science Risk management Risk Emergency management Operational risk Morgan Stanley Discrimination Securities Investor Protection Corporation Investment Financial economics Ethics
120	JAPAN INVESTMENT BANKING: SUMMER ANALYST Morgan Stanley is a worldwide leader in investment banking and is one of the top firms in mergers & acquisitions (M&A), underwriting of equity and equity-related transactions, Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2015-01-23 18:54:18 Finance House of Morgan Investment banks Investment banking Morgan Stanley Citigroup Securities Investor Protection Corporation Investment Financial economics Primary dealers

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